“I love everything about my career. The work is both challenging and gratifying. While there are frameworks for the roles I fill, no two days are ever the same. I am fortunate to work with smart, dedicated people and some of the best clients an advisor could have.”
Background
Charles serves on the wealth management team for all client engagements and is a member of the firm’s Operating, Investment Management and Risk Committees. Charlie holds multiple post-graduate degrees and is board-certified with professional certificates in wealth management, investment management, financial planning, trust and estate planning, philanthropic planning and fiduciary services.
Charles has completed advanced trust schools held at Pepperdine University, University of Notre Dame and Boston University School of Law and studied applied mathematics in finance at the University of Leeds, business valuation and security analysis at the London School of Economics and equity investment management at The London Business School. He is a member of the CFA Institute, National Association of Personal Financial Advisors, the Financial Planning Association, the Academy of Special Needs Planners and the Central Arizona Estate Planning Council.
Charles serves on the Board of Directors for Help in Healing Home, a residential hospitality housing community for organ transplant and oncology treatment patients and their caregivers at The Village at Mayo Clinic in Scottsdale, Arizona. Help in Healing Home has served more than 23,500 patients and their families during the past 20 years. Charles lives in the Valley and is active in his church.
Professional Accreditation
During his career, Charles has earned the following professional designations:
- Chartered Financial Analyst®
- Certified Financial Planner®
- Chartered Financial Consultant®
- Certified Private Wealth Advisor®
- Certified Investment Management Analyst®
- Accredited Estate Planner®
- Chartered Advisor in Philanthropy®
- Certified Trust and Fiduciary Advisor
- Accredited Investment Fiduciary®
- Investment Advisor Core Compliance Certificate
- FINRA Series 65 License
Education
- Master of Taxation and Data Analysis
Arizona State University
W. P. Carey School of Business - Master of Investment Management and Financial Analysis
Creighton University
Heider College of Business - Postgraduate Diploma in Financial Planning
New York University
School of Professional Studies - Business Valuation and Security Analysis
The London School of Economics and Political Science - Equity Investment Management Program
The London Business School - Mathematics in Applied Finance
University of Leeds, England - Personal Financial Planning Certificate Program
Metropolitan State University of Denver - Accredited Portfolio Management Advisor® Program
College for Financial Planning - Bachelor of Science in Finance
Arizona State University
W. P. Carey School of Business