Charles “Charlie” Rossi, CFP®

Client Advisor
Portfolio Manager
Vice President
Shareholder

Charles Rossi CFP® | Senior Leadership Team

“I love everything about my career. The work is both challenging and gratifying. While there are frameworks for the roles I fill, no two days are ever the same. I am fortunate to work with smart, dedicated people and some of the best clients an advisor could have.”

Charles Rossi CFP® joined the firm in 2014 starting as a research intern while completing his undergraduate finance degree.  Today, he advises the firm’s clients and leads the development and management of all client retirement planning, investment management and estate planning analytics and planning and manages the firm’s portfolio research/performance analytics and wealth management platforms. He is a member of the wealth management team for all clients and a member of the firm’s Operating, Investment Management and Risk Committees.

Charles Rossi CFP® | Background

While earning his Bachelor of Science in Finance from the W.P. Carey School of Business at Arizona State University, Charles lived in England for one year while attending the University of Leeds, London School of Economics and The London Business School. While in England, he traveled frequently to western and eastern Europe and Scandinavia.

Charles received a Postgraduate Diploma in Financial Planning from New York University School of Professional Studies and a Master of Investment Management and Financial Analysis at Creighton University.  He has completed advanced trust schools held at Pepperdine University, University of Notre Dame and Boston University School of Law and is a Certified Trust and Fiduciary Advisor. Charles is also a 2023 candidate for a Master of Taxation from the W.P. Carey School of Business at Arizona State University.

Charles Rossi has passed Level I of the CFA exam and is a Level II CFA exam candidate.

When he is not working and studying, Charlie enjoys hiking, boxing and traveling.

Charles Rossi CFP® | Professional Accreditation

During his career, Charles has earned the following professional designations:

  • CERTIFIED FINANCIAL PLANNERTM professional
  • Certified Trust and Fiduciary Advisor
  • Accredited Portfolio Management Advisor®
  • Accredited Investment Fiduciary®
  • Series 65 Uniform Investment Advisor Law Examination
  • Investment Advisor Core Compliance Certificate


    Charles is FINRA Series 65 licensed and is a member of the CFA Institute, National Association of Personal Financial Advisors and the Financial Planning Association.

Charles Rossi CFP® | Education

  • Master of Taxation (2023 Candidate)
    Arizona State University
    W. P. Carey School of Business
  • Master of Investment Management and Financial Analysis
    Creighton University
    Heider College of Business
  • Postgraduate Diploma in Financial Planning
    New York University
    School of Professional Studies
  • Business Valuation and Security Analysis
    The London School of Economics and Political Science
  • Equity Investment Management Program
    The London Business School
  • Mathematics in Applied Finance
    University of Leeds, England
  • Personal Financial Planning Certificate Program
    Metropolitan State University of Denver
  • Accredited Portfolio Management Advisor® Program
    College for Financial Planning
  • Bachelor of Science in Finance
    Arizona State University
    W. P. Carey School of Business

Your team of Scottsdale wealth management advisors will take the lead and free you to focus on the big-picture of your life.

Your team of Scottsdale wealth management advisors will take the lead and free you to focus on the big-picture of your life.