Nationwide (866) 617-2900

Charles Rossi, CFP®

Client Advisor
Financial Planner
Portfolio Manager

7 years of investment and planning experience

Charles joined the firm in 2014 and provides a leadership role working closely with all the firm’s clients. He is responsible for developing all client analytics and plans and manages the firm’s portfolio research/performance analytics and client retirement planning and wealth management systems. Charles is an associate portfolio manager for all client accounts.

Education

  • Creighton University
    Heider College of Business
    Master of Science in Investment Management and Financial Analysis (2021 Candidate)
  • New York University
    School of Professional Studies
    Advanced Diploma in Financial Planning
  • Arizona State University
    W. P. Carey School of Business
    Bachelor of Science in Finance
  • The London School of Economics and Political Science
    Business Valuation and Security Analysis
  • The London Business School
    Equity Investment Management Program
  • University of Leeds (England)
    Mathematics in Applied Finance
  • Metropolitan State University of Denver
    Personal Financial Planning Certificate Program
  • College for Financial Planning
    Accredited Portfolio Management Advisor® Program

Professional Accreditation

During his career, Charles has earned the following professional designations:

  • CERTIFIED FINANCIAL PLANNER professional
  • Certified Trust and Fiduciary Advisor
  • Accredited Portfolio Management Advisor®
  • Accredited Investment Fiduciary®
  • Investment Advisor Core Compliance Certificate

Charles has Passed the Uniform Investment Advisor Law Examination and is FINRA Series 65 licensed. He is a member of the National Association of Personal Financial Advisors and the Phoenix Chapter of the Financial Planning Association.

Focus

We prepare and analyze multiple studies for each client ‒ goal achievement versus shortfall risk, asset/liability mismatch, diversification intelligence, required rates of return, required cash flows, sequence of return risk, economic scenario risk, integrated tax exposures and inter-generational wealth transfer plans ‒ and then develop client investment guidelines for portfolio construction.

We allocate each client’s risk budget to help achieve the client’s required rate of return within the client’s related risk tolerance and risk capacity. We invest in well-diversified common stock portfolios of enduringly profitable businesses to help achieve the required growth rates, and we invest in bonds to help generate regular current income, enhance capital preservation and reduce portfolio volatility, depending on each client’s needs.

We monitor client accounts and we review client progress toward their goals and help them to stay on track in periodic calls and meetings we have with them.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER and federally registered CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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